- London,
Permanent
Ref: 35041
Job title – Compliance Advisory, Global Markets
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I am looking for an experienced Compliance Advisory Officer to join a reputable Capital Markets firm on a permanent basis. The ideal candidate should have a good understanding of products traded in the Global Market. This role will have a particular focus on Business & Client Services activities.
The role
- Design and maintain policies and procedures to address identified regulatory risks.
- Plan and deliver Compliance training .
- Conduct and report on compliance investigations of the business.
- undertake ad-hoc assignments as required.
- Advise the front office regarding current or new regulatory requirements.
Skill and experience
- Good knowledge of to the operational and reporting aspects of MiFID II, EMIR, SFTR, PSD II, CSDR and CASS.
- Excellent communication skills.
- Plans and prioritises effectively.
- Good knowledge of products traded in Global Markets.
- Strong stakeholder management skills.
Bruin recognises the positive value of diversity, and aims to promote equality and challenge unfair discrimination. As a champion of equal opportunity employment we welcome applications from all suitably qualified persons – men and women, people of all ages, sexual orientations, nationalities, religions and beliefs. We particularly encourage applications from women, disabled, and Black, Asian and minority ethnic candidates as these groups are underrepresented throughout the financial services industry. Our clients work with us because they value a diverse workforce, and subscribe to our shared principle that all appointments are made on merit and that ability to perform the job will be the primary consideration.
